![]() ![]() ![]() The United States Attorney's Office in Puerto Rico charged Soto with one count of securities fraud and one count of mail fraud based on the same conduct as alleged in the SEC's complaint.įor more information see Litigation Releases No. On February 19, 2004, Soto was arrested in San Juan, Puerto Rico. Carla Soto in California We found 63 results for Carla Soto in Big Bear Lake, Calistoga, and 48 other California cities. The SEC's litigation against Soto is continuing. Regional Sales Manager Feb 2019 - Jun 20195 months Inside Sales Representative Sep 2017 - Feb 20191 year 6 months Northern Alberta/Manitoba - Based out of Edmonton Personal Banking Specialist ATB. Join Facebook to connect with Carla Soto de la Cruz and others you may know. The SEC has already obtained a temporary restraining order, a preliminary injunction and asset freeze. View the profiles of people named Carla Soto de la Cruz. The complaint further alleged that Soto used the funds for personal use and to engage in speculative and risky trading, including short sales. The SEC's complaint alleged that Soto, while employed at Morgan Stanley, raised at least $50 million by telling investors that he would invest their funds in low risk mortgage-backed securities issued by the Government National Mortgage Association (commonly-called "Ginnie Maes"), but instead diverted the investors' money to accounts in the names of false companies he controlled. Soto is a defendant in a pending civil action filed by the SEC on February 11, 2004, in the United States District Court for the District of Puerto Rico. Judge Cerezo ordered Soto to pay a restitution of more than $25 million for the benefit of defrauded investors. 13K likes, 476 comments - carla soto cruz (carlasoto) on Instagram: 'Al que es feliz se le nota, no crtica, no envidia, no busca pelea, no juzga, no fastidia, vive. ("Morgan Stanley") registered representative, to twelve years in prison for his involvement in a fraudulent scheme in which he raised millions of dollars. Soto ("Soto"), a former Morgan Stanley DW, Inc. The United States Securities and Exchange Commission ("SEC") announced that on August 18, 2005, the Honorable Judge Carmen Consuelo Cerezo, United States District Judge for the District of Puerto Rico, sentenced Carlos H. ![]() 3:04-00127-CCC-GAG-1 CARLOS SOTO SENTENCED TO 12 YEARS IN PRISON SECURITIES AND EXCHANGE COMMISSION Litigation Release No. ![]()
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